Well done Ed Miliband

By Tom Bulford Jul 31, 2012

Tom Bulford

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Ed Miliband has called it the next "massive, massive issue" after the phone-hacking and Libor scandals. He is of course talking about the convoluted world of pensions and its hidden charges. I’ve been talking about just how ugly and dangerous these charges are for some time. And I have to say that I’m delighted to see a politician finally picking this fight.

Milliband picked over some ugly examples last week. He pointed out that somebody who could reasonably expect to receive an annual pension of £32,398 will in reality only receive £15,964 once you strip out the fees (I’ll show you why in a moment).

Why he is saying this now? Well, I suspect that Miliband sees some votes in it. The knives are out for rapacious businessmen and greedy financiers, and now it is time for fund managers to be lanced upon the skewer of public opinion.

Be prepared to laugh (or cry)

Needless to say, Miliband has over-egged the pudding. His figures refer to somebody who saves £50 per month for 40 years, at the end of which (I assume) he buys an annuity. We are not told the investment return that is achieved over these four decades. But we are told that an annual management fee of 0.5% on this contribution plan delivers the £32,398 pension while a 4% annual management fee cuts this pension in half.

This is accurate but Miliband need hardly have chosen such extreme examples.

The 4% is based on the 3.96% charge levied by the Neptune Mid Cap Fund, to which Neptune hilariously responded that "we believe that a high standard of client service is an essential part of what we do". Given that the average pension fund investor does not even want a ‘service’ other than a decent investment return this is quite the most ridiculous justification imaginable. Anyway, most fund managers are not quite as greedy as Neptune, and 2.5%-3% would probably be a fairer figure.

As for the other end of scale, 0.5% is below even that claimed by the industry spin doctors. The average management charge, according to the Association of British Insurers, is 0.77%. It claims that charges are falling and – prepare to laugh once more – "the pensions industry is absolutely committed to ensuring that charges are as low as possible and that customers understand what they are paying". I very much doubt that.


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Two gripes we have about fund charges

But now that Miliband is singing off my hymn sheet I can hardly knock him too hard. Fund management charges are a scandal. They have been for years. When markets were rising nobody minded too much. But if the annual investment return is only 5%, you don’t want the managers to take half of it. And with many managers falling a long way short of that kind of return, it becomes especially annoying.

Now, let’s be reasonable. Managing funds is not of negligible value. Somebody has got to do it. Somebody has got to make the investments, keep the records, ensure that the assets are secure, provide the reports etc. Not everybody wants to be bothered with these tiresome administrative matters. So the real gripe is about other things.

The first is the feeling that everybody who has a hand in managing our savings is taking more than a decent cut. Whether it is the fund accountant or lawyer, custodian or fund manager, we all know that these people are doing very nicely for themselves out of our money.

The second gripe is over fund management fees, which are high in absolute terms, but especially high when stacked up against the investment returns.

An industry waiting to be pummelled with hard objects

The fund management industry is like a fairground coconut just waiting for somebody to start flinging hard objects at it. And they deserve that treatment. The truth can be found in the accounts of the quoted fund management groups. Take, as a representative example, Jupiter Fund Management (JUP). Its 2011 accounts reveal that the three executive directors received an average of £1.3m in cash remuneration, aside from any share awards, while the 403 staff shared £59.3m. That is an average of £147,000 each, and they received another £31,000 of share-based awards on top of that.

Very few of these people could earn even half of this outside the cosy cartel of fund management. But the most important figure is this: the cash remuneration paid out to Jupiter’s staff came to about 0.34% of the value of the funds managed for customers.

Even at one third of their current packages Jupiter’s staff and director would still be paid handsomely. If the other two thirds was given back to investors in Jupiter funds, that alone would cut fund management fees by c.0.2% a year. It does not sound a lot, but compounded over time this would be worth thousands to investors.

I don’t often find myself agreeing with Ed Miliband, but on this occasion I don’t mind giving him a bit of help.

• This article is taken from Tom Bulford's free twice-weekly small-cap investment email The Penny Sleuth. Sign up to The Penny Sleuth here.

Information in Penny Sleuth is for general information only and is not intended to be relied upon by individual readers in making (or not making) specific investment decisions. Penny Sleuth is an unregulated product published by Fleet Street Publications Ltd.

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  • 1. virgo5

    (31 July 2012, 05:32PM)  Complain about this comment

    Interesting article but it is also interesting to see it carries a prominent advert for the Ken Fisher company . When I got in touch they wanted 10k pa to manage my investments win or lose. !!!! me thinks a touch ironic !!

  • 2. Digger1

    (31 July 2012, 06:09PM)  Complain about this comment

    Great article, but what about the Insurers who manage the vast sums that are paid by Joe public. This is fairly opaque area of financial services. Ask an Insurer to provide you with a statement of your pension fund and generally all you get is a sum that could just as easily have been pulled out of a hat. There is no way of checking if the figure they provide is correct, nor are they generally prepared to provide that information. Unfortunately history shows that this is a dangerous situation where abuse or just plain incompetence are likely to exist.

  • 3. Walter Grattan

    (31 July 2012, 08:31PM)  Complain about this comment

    It is amazing what politicians will say when votes are involved. What about Govt. pensions to those of us who live in a country not of the Govt's choosing ? I paid N.I. for 46 years and live in The Bahamas with no upgrades, 500,000 people are treated in this way, while approx same number are given upgrades elsewhere, where is the moral outcry by Miliband?

  • 4. asdak1

    (31 July 2012, 08:34PM)  Complain about this comment

    As usual Tom, you've got it right. A very good article and it's time these things were 'blown open' to show truth and fairness. I wonder about all these 'hidden secrets', devised to allow the rich to get richer, whilst the famous 'F.S.A.' does little about it. By the way, Ed better be careful as his brother allegedly has a Company called The Office of David Milliband Ltd., set up to pay a lower rate of Income Tax than normal. It is high time all these loop-holes were closed to allow Britain to be Great again and let us all share in the riches that we earn.

  • 5. Michael Van Moppes

    (01 August 2012, 09:13AM)  Complain about this comment


    Thank goodness we are finally waking up to the scandal that has allowed a generation of British pensioners to be defrauded by a system of hidden fee extraction; and has been impoverished as a result.

    I took an Independent Financial Advisor firm to the Ombudsman. My complaint was that the fee was set to extract £30,000 over 10 years, and I lost the case. The Ombudsman said the fee was “normal.”

    I blame the FSA. They have been brilliant at selling overpriced “training” to wannabe IFAs but completely useless at protecting consumers. By creating a very high cost of entry for IFAs, they are partly responsible for the overcharging.

  • 6. John

    (01 August 2012, 09:33AM)  Complain about this comment

    Thanks Tom for raising this subject again.

    Also I would like to highlight the huge unwarranted increase in Investment Trust directors fees in recent years. The average non-exec attending perhaps one meeting per month is paid around £35K per annum. £3000 is not bad for a day's talk plus no doubt a good lunch and expenses. This has risen from around £5K only 10 years ago. Despite their sometimes lacklustre performance directors remuneration is determined by incestuous remuneration committees appointed by and consisting of themselves, using outside consultants comparing rates in the same industry.

    At one time investment trusts were run for the benefit of the shareholders, and some still are, but now many appear to have taken over the greedy habits of the mainstream "retail" fund management industry, unfortunately.

  • 7. stumpyboy

    (01 August 2012, 10:59AM)  Complain about this comment

    Nearly all the financial problems this country faces at the moment and in the near future are as a result of the profligate mismanagement by the previous government of which Ed Silliband was a leading light together with his brother and the loutish Ed Ballsup , led of course by the man `who saved the World` but ruined Great Britain for idealogical reasons , who was responsible for wrecking Pension Schemes for millions of ordinary people . Of course his and his partners in crime Pension Pots were safe from his dubious dealings.

  • 8. 4caster

    (01 August 2012, 11:44AM)  Complain about this comment

    Fund managers would all like to outperform their competitors and those who do this have earned their high fees. But by definition only half will perform better than the median. I refer the reader to the excellent criteria for fund managers' performance fees, published on 9th January by your editor-in-chief Merryn Somerset Webb. See http://www.moneyweek.com/blog/fund-performance-fees-20200

    For itemised details see my next comment.

    Her final paragraph said:
    "Fund managers getting fat on performance fees will say this won't work. I say it only won't work because they can't produce the regular good absolute returns they'd need to get a payout under my terms. And if they can't, why should we pay them as if they can?"

  • 9. 4caster

    (01 August 2012, 11:44AM)  Complain about this comment

    Quote from Merryn Somerset Webb. http://www.moneyweek.com/blog/fund-performance-fees-20200

    "I can't think of a performance fee that I would love, but one I wouldn't mind would look like this:
    • It would only pay out if the fund beat: 1) the return on cash; 2) inflation plus 2%; and 3) the relevant index including dividends by 3%.
    • It would be capped at a relatively low level.
    • It would only be charged on funds with a management fee below 0.3% (and preferably zero).
    • It would have an inflation-linked high-water mark so that no fee could be paid out until the previous asset-value peak adjusted for inflation had been reached.
    • And finally, it would have rebate system. All money taken for performance fees would be held in an escrow account for five years and returned to the main fund in line with underperformance – so when investors lose, managers lose too.

  • 10. Dylan Montgomery

    (01 August 2012, 12:03PM)  Complain about this comment

    Sggestion get your pension back and manage it yourself we have. We monitor Moneyweek results and look into to their recommendations and after further research have been impressed that the returns over the last eighteen months we selected 11.9%. So our little group are dumping the IFA's, cashing in the pensions and willing to take an intial loss on that but expect further gain. We don't give advice except but read read MoneyWeek, the Economist, the FT and even the saurce bottle and then do our own thing. It's not risky because if the pension company screws up you lose and still pay the fees: remeber Equitable Life! Their job (pension companies) is sell you their products not what you need: as long as you have a asset valuation plan you'll beat them. Good luck you can do it. So where's ED BALLS on this?

  • 11. robin

    (01 August 2012, 01:50PM)  Complain about this comment

    So what happens when we all realise that the finance industry is screwing us? There are soooooo many articles out their exposing all the dirty deeds done by these people and everyone has heard this story before.

    Most people do nothing... The country needs real activism... The numbers in these articles don't mean anything to anyone anymore. Here is an article that says you will lose half you pension when you retire... What does the common person do when they hear this? Express some outrage, form a cynical bias against those 'thieves' and then go home and watch the olympics.






  • 12. Engineer

    (01 August 2012, 05:50PM)  Complain about this comment

    What about "no win no fee" for the finance industry?

  • 13. James Espin

    (02 August 2012, 10:55AM)  Complain about this comment

    As an IFA I am forever reading these articles about abnormally high pension charges. Granted, many older schemes from the 70s/80s had (and still do have) high charges but the introduction of stakeholder 10 years ago has driven down the charges these firms take. As said, there is no compulsion to stay in an expensive scheme - there are plenty out there charging less than 0.5%. The fees only increase if an IFA is providing you with ongoing advice. As all on here are interested in managing their own money then this is not required.
    The Neptune fund Miliband used for his argument is not even a pension fund for goodness sake. Talk about lack of research! Don't let the truth get in the way of a good headline eh?

    As for 'no win no fee' on investments..... I never claim to be able to call the markets and anyone who does should be kept at arm's length. The fees should be charged for the planning strategy not for outperformance as there is no evidence that this can consistently be achieved.

  • 14. Jim

    (02 August 2012, 02:32PM)  Complain about this comment

    Watched an interview on Jeff Randall on Sky some months ago with the head of Aberdeen Asset.

    Jeff quoted figures from there web page about the fees and wondered why they were so high.

    The answering comment he got back was, from what I can remember, 'Really, I shall have to check that when I get back to the office, ho, ho.'

  • 15. Rob

    (07 August 2012, 05:36PM)  Complain about this comment

    Funny how Milliband forgot to mention the affect on pensions resulting from Gordon Brown's interference with corporation tax and the tax treatment of dividends. It has caused a considerable degradation of pension funds. Doubtless, his own M.P's pension fund will remain unaffected , but I suspect Blair and Brown have degraded future pensions far more than charges by pension advisors.

  • 16. Pete

    (10 August 2012, 12:19AM)  Complain about this comment

    Ed Milliband highlighted a genuine issue, but as usual hid some inconveninent truths. His party abolished the 10% tax credit on dividends for pension funds, depriving them of £billions in compounded gains. They also introduced reams of pointless regulations adding significantly to the cost of running any kind of regulated product, not to mention their disastrous economic legacy. Labour did little to tackle this high fees when in office beyond introducing some lame pension products no-one wanted. I'd find it easier to give Ed's comments more credibility had he proposed some genuinely workable reforms, but I can't see that he offered anything of substance beyond scoring some cheap points against an already unpopular industry.
    That aside, given how poorly most pension funds I've come across peform, regardless of fees (though these are in most cases way to high) like Tim I'm minded to leave these well alone and make my own investment decisions.

  • 17. Michael Van Moppes

    (28 September 2012, 12:42AM)  Complain about this comment

    Activism; If anyone has good ideas on how to attack the disgraceful financial "service" sector, please contact me. MadDutch3@hotmail.com.

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