What 2011 taught me about investing

By Dominic Frisby Dec 23, 2011

Dominic Frisby

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2011 is not a year I've enjoyed – at least, not from an investment point of view.

Although gold is up 15% or so, my portfolio of junior mining stocks, which is largely made up of small gold exploration and development companies, has been walloped.

Bull markets teach you one thing. You can buy any old house or any old tech stock or any old lump of metal and, if the market's strong, it'll go up. Everyone's a genius in a bull market.

Bear markets, however, teach you something very different.

There's nothing like a bear market to pull the wool from your eyes and expose which companies are well run and which aren't. There's nothing like a bear market to expose flaws in your own thinking and research; in your strategies and risk management.

There's nothing like a bear market to teach you a bit of truth – about the companies you're investing in and about yourself.

I've made more mistakes than I would have liked this past year. In the hope that you can learn from my experience, here are some of the lessons 2011 has taught me…

Having a strategy is only half the battle – you have to stick to it

In a bull market the art is to buy and not to sell early. In a bear market the art is not to buy and to sell early. The art is in identifying one from the other. And part of that art lies in knowing your market and how it works.

Long-term (secular) bull markets in any asset – from real estate to stocks – can go on for many years. But within those macro trends, much smaller cycles are at work.

Take commodities. A secular bull market in a metal might go on for a decade or more. When you consider the mining cycle, it's easy to understand why. When a metal is in a bear market and the price is falling, mines gradually become uneconomic as costs outstrip profits. Mines are shut down, workers get laid off, and funding for exploration dries up.

Then, for whatever reason, demand for the metal improves. Suddenly there isn't enough. Prices rise. After many years of bear market, it's a while before people believe those higher prices. But, eventually, money drips back into the sector. Old mines get re-opened and some of the capital finds its way into exploration.

Bingo, somebody makes a discovery. But many thousands of metres of drilling need to be done to prove it, and all sorts of feasibility studies need to be undertaken before a mine can be built. This can all involve many years of negotiating with authorities for the right permits, securing funds from banks, hiring staff, and so on. From seed money to commercial production can be a decade or more.

So it's no wonder bull markets in metals last so long.


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But that's the process of building a mine. The exploration cycle is much shorter. 

Let's say the silver price is rising. The media picks up on it. Suddenly everyone wants to invest in silver. A company thinks it might have some, so it tells everyone, gets them excited, raises some money, and then drills. Everyone gets even more excited as they wait for results, the results come out, maybe it's got something, usually it doesn't - but it might have, if it can just drill a bit more, so it raises some more money.

Eventually, reality sets in. Either the company hasn't got anything, or even if it does, it's going to take ten years to build a mine, so what's the point? People lose interest – and the stock sells off. This whole process is considerably shorter than the secular bull market for the underlying metal.

Looking at the CDNX – the Canadian stock exchanges on which many junior resource stocks are listed – you can see a real mini-boom-bust cycle at work. The booms don't last more than three years.

CDNX composite index

I had a good 2010. I got various sell signals in early 2011, which were confirmed in the summer. But I kept thinking: 'I'll wait for a rally' before I sell. And then I thought: 'there's more juice left in this one'.

That was my mistake. It's one thing knowing the game, another playing it. In future, if I get a sell signal, then I am going to make sure I sell, even if it means taking a small loss. That's a lot better than watching a small loss become a big one.

It's like they say: beating yourself is half the battle.

Selling risky stocks too early isn't the worst thing you can do

If I look back at the past few years, there's only one sale I really regret. It was a gold stock that tripled in the two years after I sold it. I had already done very well from it and the capital created other opportunities. Nevertheless, it was one of those that I wish I'd let ride.

But for that one sale, there are as many as 30 I'm very glad I made. Most companies don't make it from exploration through to a mine. Most small caps don't become large caps. In an extremely cyclical market like small cap resource stocks, selling too early is not a bad fault to have.

Yes, if you have been lucky enough to pick a real winner early, and the signs are there that this is one small cap that's set to be a large cap, then be prepared to let it ride. But I still recommend selling enough to cover your initial stake.

One reason why I sometimes fail to sell when I should, is that in the course of researching a company, I often get to know management well. I might go on a trip to visit a mine, which often involves a couple of days off the beaten track in a jeep. Or I might run into them in the convivial environment of a conference or, better still, a mining lunch. That can mean it's hard to make a detached decision about them.

That's why taking notes helps. Jot down your positives, your doubts, your price targets, your inklings, your reasons for investing, your current thoughts on management, what promises they made – anything.

Then keep referring back to those notes. Have your targets been met? If so, is there further upside? If not, sell. Have management done what they said they were going to do? If not, why not? Were they over-promising? Unlucky? Or simply incompetent? It all helps separate your emotions from your rationale.

Making notes can often stop you from having to learn the same lesson twice. I'm hoping that writing this Money Morning will help me – and you – to avoid making any of these same mistakes next year. Here's to a profitable 2012 for us all.

• This article is taken from the free investment email Money Morning. Sign up to Money Morning here .

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  • 1. Pusser

    (28 December 2011, 09:43AM)  Complain about this comment

    Refreshing article rarely of a type seen in the media so you have gained Avios in my book. I did read on here I believe an article suggesting that it is a good idea that if something seems to be really going down, take a hit.

    I took onboard this advice but only did it by half. Half I got out just in time and I sat and watched the other half of my silver disappear up its own backside. The penny dropped. We are not in times where historical events have any bearing on this major event facing the world. So I lost half my profit before Christmas but have taken some satisfaction that it is still going down.

    So have I the bottle to stick it all back in when the bottom is reached. I am not so sure. I believe that financial carnage is now not a a guarantee of precious metals rising above the ashes.

  • 2. davidz

    (28 December 2011, 08:06PM)  Complain about this comment

    Wonderful article ( as usual) .Self deprecation will serve you well
    . You remind me of a top professional tennis coach.
    I think gold has further to fall but cdnx looks like its in the sweet spot to buy if you look at the pivot highs and lows of the last 10 years.
    I would wait till this gold correction is over though ( which is more like a dollar bounce)

  • 3. Mark Jason

    (28 December 2011, 10:40PM)  Complain about this comment

    Investment analyst Morningstar says that 11 ­produced below-average returns when compared with their peers. But most have matched or beaten the ­standard index of the markets in which they are invested.

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  • 4. Jim M

    (29 December 2011, 10:42AM)  Complain about this comment

    For some reason i find it refreshing to read an expert admit he made mistakes even within his chosen field of expertise. I tend to dip in and out of money week mail taking advise on the run so i dont have time to analyse an expert so having a feel good factor for an expert is sometimes all i go on. This article has that feel good factor.

  • 5. Tom Roundhouse

    (29 December 2011, 10:42AM)  Complain about this comment

    Well done Dominic, another excellent article.

    I use Sharescope and this last year it has earned its keep many time over, stopping me from falling into bear traps. I would recommend this excellent program to anyone.

    Accepting the certainty that you will be wrong from time to time means that taking a small early hit simply forms part of the investing process. Being right does not make you a genius and more than being wrong makes you a fool.

    Regards to all.

  • 6. MARK SENIOR

    (29 December 2011, 10:47AM)  Complain about this comment

    Dominic

    Put simply, your articles are a "must read"

    I have enjoyed reading all your 2011 articles.

  • 7. martineek

    (29 December 2011, 10:57AM)  Complain about this comment

    A really refreshing read, thanks Dominic.
    In summary, common sense goes a long way and history is useful, but not everything? Not an easy sell in such a hyped industry, but a valuable thing to buy into.
    Happy New Year, Martin

  • 8. Chamni

    (29 December 2011, 10:57AM)  Complain about this comment

    Great article Dominic. So what are you going to do about the Junior Mining Stocks that you own - sell? Or do you believe there is a way back in 2012?

    Regards

  • 9. Mike

    (29 December 2011, 11:25AM)  Complain about this comment

    Is that mea culpa Dominic? I've watched about £500 toe dipping money in a small gold company fund yoyo over the past year or so. I was not tempted to add to the fund, just thought 'you never know something might be glistening!' However, I remember a few dodgy periods from the past and battened down the hatches a bit mid year with my general portfolio. Lost about 5% overall. Reckon it's going to get worse in general and maybe I should be taking more off the table. Wonder what that Merryn is doing....

  • 10. Anthony

    (29 December 2011, 11:37AM)  Complain about this comment

    Like Chamni, I’d like to know whether now is a buying opportunity for junior gold stocks or not. Surely if financial uncertainty continues (the one sure thing about 2012) then gold cannot do badly and miners must do well eventually?

  • 11. martin monico

    (29 December 2011, 12:09PM)  Complain about this comment

    why did Cluff Gold fall out of bed a week after the November report ?

  • 12. Howard

    (29 December 2011, 12:10PM)  Complain about this comment

    Good article. It echoes Howard Marks's, 'The most important thing'. He encourages us to consider our own psychology towards investing, our motives at buy/sell points, but to couple this with looking below the surface at the real factors driving valuations. Your article has the elements, encouragement towards self-reflection, and going deep into the mining cycle, and its influence on values. I note this same theme; 'pay attention to the psychology of the moment and get below the surface' being advocated by other fields. In Behavioural Economics and Strategy, Daniel Kahneman's book, and Richard Rumelt's Good strategy/bad strategy, are also advocating that people increase self-awareness about why they think like they do, but coupled with looking critically into the scenario of interest. They emphasise that we are often fooling ourselves about how smart we think we are, as we are often influenced by inherent, but unfortunately hidden, biases. I sense we shall read more along these lines.

  • 13. Goldilocks

    (29 December 2011, 12:27PM)  Complain about this comment

    Honest and forthright as always, Dominic but Tim Price seems to believe that miners are no longer the way to go with gold - production too expensive etc. He now advocates ETF's or physical bullion. Do you agree with this? I'm with Blackrock Gold & General and wondering whether to get out . . . ?

  • 14. Borassic

    (29 December 2011, 12:37PM)  Complain about this comment

    Very human article. I have stopped speculating/investing/punting my hard earned money to see it evaporate on penny stocks, speculative stocks et al.

    All I want is inflation proof growth. I went with an investment trust. It works. I work and save and and I have ceased to worry.

    Trading and punting just isn't my cup of tea. I'd goe as far as to say it's unproductive and SHOCK a zero sum game.



  • 15. JL

    (29 December 2011, 01:44PM)  Complain about this comment

    Nice article, but.....I wish you had written it a couple of months ago. I had the impression, coming to Moneyweek early in the year, that there was a lot of experience about gold investing in the articles, but it seems that you are guessing and struggling along with the rest of us. That's been a lesson for me this year.

    Happy New Year to all.

  • 16. Peter

    (29 December 2011, 02:01PM)  Complain about this comment

    What the f*** is up with you lot !! Including you Dominic. You all knew that it would not be an easy ride. Indeed you have told us Dom, on numerous occasions, to expect (embrace) VOLATILITY !! Are you losing money on your total position in GLD/SLV ??. I cannot believe what I am hearing. Remember "blood in the streets". This is not an exit point but an ENTRY level to boost your positions. We are lucky to get the chance. Stop drinking Xmas booze and get serious if you want to make money !!
    Happy and prosperous new year

  • 17. ferghal

    (29 December 2011, 02:11PM)  Complain about this comment

    i bought into your gold and silver miners portfolia during the year. im down big time. should iget out now like now today

  • 18. stefan

    (29 December 2011, 03:53PM)  Complain about this comment

    I followed Dominic's Gold Report strategy pretty faithfully with a mix of bullion, GDXJ and some of the recommended explorers. Unfotunately, that was July and so I'm not in a good place. Even worse I'm still holding several Rare Earth stocks which I picked up from various prior Money Week articles. I would appreciate if Dominic would put out another Gold Report Supplement early in the new year with his current thoughts on the miners/explorers tipped and separately give an update through Money Week on the Rare Earth Mining Stocks (with and without uranium ). Sure, many stocks were deemed as speculative, but, as per his article , should we be selling after circa 50% losses, or more in some cases, or holding on.

  • 19. Peter

    (30 December 2011, 02:22AM)  Complain about this comment

    Stefan, Good Day,
    A word of advice for your trading, never,ever, let a stock position fall by 50 %. The use of stop losses at about 20/25 % down would save you from this. If you are investing (not trading) then you have to take the long view or face a big loss now. If you need the money then you have no choice. If not then hang on. Dont forget that the markets are very thin in holiday trading and can very easily have vastly exagerated moves. Question for you - are you only invested in commodities ??
    Rgds Peter

  • 20. pjm

    (30 December 2011, 11:52AM)  Complain about this comment

    All of this confirms my suspicions that the so called experts (including MW) rely on luck most of the time.....does anybody really know what direction the markets will take in 2012 ? My best GUESS is that we are in the middle of a secular bear market which will continue for several more years.....perhaps to the end of the decade !!!!!

  • 21. Andrew

    (30 December 2011, 04:17PM)  Complain about this comment

    The comments in this article are all well and good, however I remember reading a virtually identical Money Morning article written by Dominic in early 2009 I think I recall (now removed from MW archives) in which he bemoaned the huge losses he had recently suffered on his junior mining portolio, said he wished he'd sold his junior mining shares during their 2007 bullish phase rather than holding on, he recognised he had become far too close to companies' management having enjoyed meeting and interviewing them, etc. Reminds me of the saying 'if I'm fooled twice' etc. Also, any chance of a refund for subscibers to the 2011 Frisby gold report who it appears have suffered catastrophic losses buying the recommendations?

  • 22. David Fletcher

    (11 January 2012, 05:12PM)  Complain about this comment

    Dominic,

    Why not just decide what time frame your actually trading? You said it yourself, smaller cycles at work within larger Macro trends. Its the same with trading, only deep pockets can trade the macro trend because of the drawdowns. I suggest you trade the daily cycles and mini trends. whatch the weekly timeframe. Use the hourly for good entry but keep your stop just outside of the previous days range. You'll only overtrade in a sideways but still often make profit. Sure a sideways will eat up more capital but you'll be well positioned and in before the breakout traders to catch a trend.

    Entry and exit rules should be known beforehand to avoid the mistakes emotional traders make whilst in a position. The best decisions you'll ever make are the ones made whilst out of the market. Discipline is key!

  • 23. David Fletcher

    (11 January 2012, 05:12PM)  Complain about this comment

    Dominic,

    Why not just decide what time frame your actually trading? You said it yourself, smaller cycles at work within larger Macro trends. Its the same with trading, only deep pockets can trade the macro trend because of the drawdowns. I suggest you trade the daily cycles and mini trends. whatch the weekly timeframe. Use the hourly for good entry but keep your stop just outside of the previous days range. You'll only overtrade in a sideways but still often make profit. Sure a sideways will eat up more capital but you'll be well positioned and in before the breakout traders to catch a trend.

    Entry and exit rules should be known beforehand to avoid the mistakes emotional traders make whilst in a position. The best decisions you'll ever make are the ones made whilst out of the market. Discipline is key!

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